Reinforcing Our Commitment to Security, Governance, and Client Trust
| Question | Answer |
| Is Comply Exchange SOC 2 compliant? | Yes |
| SOC 2 report | SOC 2 Type II |
| Trust Services Criteria | Security, Availability, Processing Integrity, Confidentiality, Privacy |
| Other security certification | ISO 27001 |
| Relevant solutions | Comply eForms, Comply Admin, Comply Extractor |
Comply Exchange, a leading provider of tax compliance, withholding, and IRS form management solutions, has achieved SOC 2 Type II compliance, further strengthening its commitment to data security, privacy, and operational excellence.
As organizations continue to place greater emphasis on information security, vendor risk management, and regulatory compliance, independent validation of security controls has become increasingly important. Achieving SOC 2 Type II compliance demonstrates that the controls, processes, and safeguards supporting the Comply Exchange platform have been evaluated against a recognized industry standard designed to protect sensitive customer information and support reliable service delivery.
For organizations managing tax, financial, and compliance data, trust is fundamental. This milestone provides additional assurance that Comply Exchange maintains a robust control environment across the five SOC 2 Type II Trust Services Criteria.
Which SOC 2 Trust Services Criteria does Comply Exchange cover?
- Security
- Availability
- Processing Integrity
- Confidentiality
- Privacy
“Security, confidentiality, and trust are foundational to everything we do at Comply Exchange. Our clients rely on us to help manage some of their most sensitive tax and compliance data, and achieving SOC 2 Type II compliance provides independent validation of the controls and processes we have built to support that responsibility. This milestone reflects our ongoing commitment to maintaining the highest standards of security, governance, and operational excellence.”
— David Marley, CEO, Comply Exchange
What Is SOC 2 and Why Does It Matter?
SOC 2 (System and Organization Controls 2) is a widely recognized examination/reporting framework developed by the American Institute of Certified Public Accountants (AICPA). The framework evaluates an organization’s controls and processes related to the protection of customer data and assesses how effectively those controls operate over time.
For organizations evaluating technology providers, SOC 2 Type II compliance provides independent assurance that appropriate safeguards have been implemented to help protect sensitive information, support business continuity, and maintain reliable service delivery.
Supporting Secure Tax Compliance Operations
Organizations today face increasing pressure to manage growing volumes of tax documentation, withholding obligations, regulatory requirements, and sensitive customer data. As these obligations become more complex, security and governance are no longer optional considerations, they are essential components of an effective compliance program.
Achieving SOC 2 compliance reflects Comply Exchange’s continued investment in the people, processes, and controls that help clients confidently manage tax documentation collection, validation, monitoring, withholding, and reporting obligations.
Continuing a Commitment to Excellence
The company continues to maintain its ISO 27001 certification, the internationally recognized standard for information security management systems, demonstrating a long-standing focus on security best practices and continuous improvement.
In addition, Comply Exchange was recently named to the AIFinTech100, recognizing the company’s investment in AI-driven technologies that help organizations simplify tax compliance, reduce operational burden, and improve efficiency across documentation, withholding, and reporting processes.
Together, these achievements reflect Comply Exchange’s ongoing commitment to delivering secure, scalable, and innovative compliance solutions for organizations around the world.
Frequently Asked Questions
SOC 2 evaluates controls related to how organizations manage and protect customer information. For tax compliance technology providers such as Comply Exchange, strong security controls are particularly important because tax documentation can contain sensitive personal and business information.
Comply Exchange’s SOC 2 compliance provides customers with additional assurance that appropriate controls and processes are in place to support the security and protection of customer information.
No. SOC 2 and ISO 27001 are separate frameworks for assessing information security practices and controls. Comply Exchange has achieved SOC 2 compliance and is also ISO 27001 certified, demonstrating its broader commitment to information security.
Tax compliance software can process sensitive tax and customer information. SOC 2 helps organizations assess whether a technology provider has established appropriate controls for managing and protecting that information.
